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John P. Connolly

Areas Of Practice

  • Administrative Law
  • Business Law
  • Commercial Arbitration
  • Commercial Litigation
  • Employment Law
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Published Work

Panel Member, "Changes in Securities Market Oversight to Safeguard our Commercial Banking System and Public Investment in Wall Street," BADC, November 2008.

"Representing Clients in Securities Mediation." BADC, May 2005.

"Emerging Issues Under the Sarbanes-Oxley Act of 2002," BDAC and CSPAN, November, 2008.

"Emerging Issues Under the Federal Securities Law in a Volatile Market," D.C. Bar, BADC, May 15, 2001.

"Overview of the Uniform Prudent Investor Act", Virginia CLS, June 2000.

Impact of the Uniform Prudent Investor Act: New Duties Imposed on Trustees and New Wave of Litigation? (BADC, January 28, 2000).

SEC and SRO Regulatory and Enforcement Initiatives on the Liability of Securities Salespeople and Supervisory and Compliance Personnel. (D.C. Bar, February 17, 1995).

How to Try A Securities Fraud Case Before The American Arbitration Association. (AAA, November 5, 1993).

How To Try A Securities Fraud Case Before the National Association of Securities Dealers. (BADC, June 30, 1993.)

"A Review of the Futures Trading Act of 1982," 6 Corporation Law Review 26 (Fall 1983).

"Futures Trading Act Creates Broad Private Rights of Action," National Law Journal, May 23, 1983 at 20.

"Relaxed Regulatory Trends Could Spell New Opportunity for Banks, Savings and Loans," Corporate Practice Series, Current Developments Affecting Corporation Law (BNA) No. 204, at 1 (October 19, 1982).

"Delivery on Futures Contracts as a Legal Requirement," 36 Business Lawyer 935 (April 1981).

"Doors Open for Banks in the Commodities and Securities Markets," American Banker at 4 (September 20, 1982).

"CFTC Reauthorization Issues Affecting Commodity Exchanges," 4 Commodities Law Institute, Chicago-Kent College of Law (September 1981).

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